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Individual courses are not for sale, so acquire access to the Course Package: Trade Compliance of which this course is a sub-set.

Learning Platform

Course: Employee Personal Trading

About the online training programme

This course is about the handling of the personal investments and trading of a company’s employees, especially those with access to inside information and those with market access, as these face the highest risk of being exposed to conflicts of interest.

Course Contents

This course covers the following video lessons:

  1. Introduction
  2. Not prohibited
  3. Legislation
  4. Compliance risks relating to personal trading – Conflict of interest
  5. Compliance risks relating to personal trading – Front running
  6. Compliance risks relating to personal trading – Insider dealing
  7. Compliance risks relating to personal trading – Failing to detect suspicious activity
  8. Compliance risks relating to personal trading – Reputational harm
  9. Compliance risks relating to personal trading – Persons discharging managerial responsibilities
  10. Mitigation of compliance risks – Develop employee personal trading policy
  11. Mitigation of compliance risks – Pre-approval before transacting
  12. Mitigation of compliance risks – Post-trade rules
  13. Mitigation of compliance risks – Monitoring

This course also includes examination and certification.

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24/7 Learning & Consultation

The ENTRIMA Learning Platforms are also accessible on mobile devices. To do this, download the aNewSpring education app and open your ENTRIMA environment in it. This way you have access to the lessons and knowledge of the Learning Platforms anytime and anywhere.

Download the app on the iOS app store Download the app on the Google Play store

ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

Nice and user friendly learning platform. Even complicated topics become fun to learn.

Olga Yurkiv
Finance consultant at Dyco Trade

Entrima’s Intervision Groups provide us a good opportunity to dive into a range of topics, which are highly relevant to us. The sessions both provide good insights from Entrima and an active dialogue between the participants. This combination to the building of our internal knowledge about the ever-evolving areas of trading within the energy markets.

Henrik Kaspersen
Head of Compliance at MFT Energy

It is very informative and well described. The subtitles help.

Mohammed Abi Afthab Olikathodi
Analyst Energy Data & Scenarios at Eurelectric