Individual courses are not for sale, so acquire access to the Course Package: Trade-based Financial Crime of which this course is a sub-set.

Learning Platform

Course: Regulatory investigations & filings, and data information requests

About the online training programme

Regulatory investigations and filings regarding financial crime often involve requests for data. Organisations need to be prepared to handle these requests while adhering to data protection regulations. These requests can range from voluntary submissions to formal demands for information.

Course Contents

This course covers the following video lessons:

  1. Introduction to regulatory engagement
  2. Understanding the types of regulatory activity
  3. Regulatory filings & reporting obligations
  4. Responding to data & information requests
  5. Internal readiness & investigation support
  6. Case management & communication protocols
  7. Regulatory expectations in trade-based financial crime
  8. Learning from regulatory cases and enforcement actions
  9. Preparing for future regulatory scrutiny
  10. Practical scenarios

This course also includes examination and certification.

Image of the ENTRIMA app on a smartphone

24/7 Learning & Consultation

The ENTRIMA Learning Platforms are also accessible on mobile devices. To do this, download the aNewSpring education app and open your ENTRIMA environment in it. This way you have access to the lessons and knowledge of the Learning Platforms anytime and anywhere.

ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

Content was good.

Maria Kramer
Operational Risk Management at Statkraft

The course provided a good explanation.

Mohammed Abi Afthab Olikathodi
Analyst Energy Data & Scenarios at Eurelectric

The online learning services are based on a comprehensive curriculum with a wide variety of theoretical basics combined with a profound business knowledge. The courses provide an in-depth understanding of business relevant processes.

Mario Claeys
CMEXS + Supervisory Board at European Commodity Clearing