Individual courses are not for sale, so acquire access to the Course Package: Trade-based Financial Crime of which this course is a sub-set.

Learning Platform

Course: Whistleblowing rules – FCA, CFTC

About the online training programme

Whistleblowing is the act of reporting suspected wrongdoing internally, within an organisation, or to report such externally, to authorities. It is a way for individuals to raise concerns about potential illegal activities, ethical violations, or threats to public safety or the environment.

Course Contents

This course covers the following video lessons:

  1. Introduction to whistleblowing
  2. The UK regulatory framework – FCA & PRA
  3. The US regulatory framework – CFTC, SEC & Dodd-Frank
  4. Legal protections & anonymity
  5. Setting up effective internal whistleblowing arrangements
  6. Investigating whistleblower reports
  7. Whistleblowing in trade-based financial crime
  8. Reporting to regulators & enforcement outcomes
  9. Building a speak-up culture
  10. Case studies & practical scenarios

This course also includes examination and certification.

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ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

The course provided a good explanation.

Mohammed Abi Afthab Olikathodi
Analyst Energy Data & Scenarios at Eurelectric

The most positive element of the course were the short informative lectures.

Olga Lysytsyna
Senior Consultant at E-Star

Content was good.

Maria Kramer
Operational Risk Management at Statkraft