Learning Platform - "Trade Compliance & Surveillance"

Course: Brokerage Services

About the online training programme

This course is dedicated to the involvement of brokers in manipulative schemes, either with or without the brokers’ intention. Practical examples in this course create awareness about possible activities or structures.

Course contents

This course includes the following video lessons:

  1. Interdealer brokers versus broker-dealers
  2. Transparency
  3. Collusion
  4. Commission
  5. Churning
  6. Intent
  7. Awareness & responsibility
  8. Wash trades
  9. Cross-trade
  10. Crossing – Case
  11. Complexisation
  12. Charades
  13. Fine for poor monitoring controls
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24/7 Learning & Consultation

The ENTRIMA Learning Platforms are also accessible on mobile devices. To do this, download the aNewSpring education app and open your ENTRIMA environment in it. This way you have access to the lessons and knowledge of the Learning Platforms anytime and anywhere.

ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

Entrima’s Intervision Groups provide us a good opportunity to dive into a range of topics, which are highly relevant to us. The sessions both provide good insights from Entrima and an active dialogue between the participants. This combination to the building of our internal knowledge about the ever-evolving areas of trading within the energy markets.

Henrik Kaspersen
Head of Compliance at MFT Energy

It is very informative and well described. The subtitles help.

Mohammed Abi Afthab Olikathodi
Analyst Energy Data & Scenarios at Eurelectric

Really well structured and easy to follow content that is varied in delivery in order to keep the reader engaged. Looking forward to seeing more from the ENTRIMA in the future!

Erika Rabadia
Manager Trading Surveillance | Shell