Brokerage Services

Market Manipulation — Trade Compliance & Surveillance

About the online training programme

This course is dedicated to the involvement of brokers in manipulative schemes, either with or without the brokers’ intention. Practical examples in this course create awareness about possible activities or structures.

Course contents

This course includes the following video lessons:

  1. Interdealer brokers versus broker-dealers
  2. Transparency
  3. Collusion
  4. Commission
  5. Churning
  6. Intent
  7. Awareness & responsibility
  8. Wash trades
  9. Cross-trade
  10. Crossing – Case
  11. Complexisation
  12. Charades
  13. Fine for poor monitoring controls

Learning Platform

€ 1,190

Access to all 80+ courses & exams
Validity 12 months

Buy Access Now Free Trial

About our Learning Platform

With no time-to-market, any learner can buy a licence for 365 days access. Alike Netflix, we provide 24/7 access to all listed courses and exams. Self-study in own time and at own pace, with instant certification upon passing an exam. Access-to-all is provided upon the purchase of a learning licence, one for each learner. Discount for group. Observe our ultra-quick customer on-boarding.

Our Purpose

Entrima provides learning services for professionals in the commodity & energy markets.

Content & Context

Entrima’s mission is to transfer knowledge regarding the business, controls & operations of parties in (or relating to) the wholesale markets.

Conduct & Culture

Entrima mission is to facilitate the prevention & detection of misconduct and to foster proper behaviour in organisations. This is achieved via training, periodic updates and increased awareness.