Learning Platform - "Trade Compliance & Surveillance"

Course: Brokerage Services

About the online training programme

This course is dedicated to the involvement of brokers in manipulative schemes, either with or without the brokers’ intention. Practical examples in this course create awareness about possible activities or structures.

Course contents

This course includes the following video lessons:

  1. Interdealer brokers versus broker-dealers
  2. Transparency
  3. Collusion
  4. Commission
  5. Churning
  6. Intent
  7. Awareness & responsibility
  8. Wash trades
  9. Cross-trade
  10. Crossing – Case
  11. Complexisation
  12. Charades
  13. Fine for poor monitoring controls
Image of the ENTRIMA app on a smartphone

24/7 Learning & Consultation

The ENTRIMA Learning Platforms are also accessible on mobile devices. To do this, download the aNewSpring education app and open your ENTRIMA environment in it. This way you have access to the lessons and knowledge of the Learning Platforms anytime and anywhere.

ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

The most positive element of ENTRIMA’s online learning services concerns the progressive (step-by-step) approach from simple to more complex concepts.

Ronan Haas
Eurelectric

Really well structured and easy to follow content that is varied in delivery in order to keep the reader engaged. Looking forward to seeing more from the ENTRIMA in the future!

Erika Rabadia
Manager Trading Surveillance | Shell

It is very informative and well described. The subtitles help.

Mohammed Abi Afthab Olikathodi
Analyst Energy Data & Scenarios at Eurelectric