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CEA & DFA – US Regulation Commodity Exchange Act

Market Abuse - US Regulations — Trade Compliance & Surveillance

About the online training programme

This course is about the US regulation Commodity Exchange Act, as well as its refinements as directed per Dodd-Frank Act. The focus of this educational programme is on commodity markets. Attention is given to the prohibitions and obligations under this regime and how things are organised. Furthermore, actual cases are covered to include jurisprudence.

Course contents

This course includes the following video lessons:

  1. Introduction
  2. The Dodd-Frank – amended CEA
  3. Prohibition Of Insider Trading
  4. Prohibition Of Market Manipulation
  5. Disruptive Practices
  6. Scope Of CEA
  7. CFTC – Final Rule – 180-1&2
  8. Sanctioning
  9. Case Law Versus Civil Law
  10. Jurisprudence
  11. Market Surveillance

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€ 1,190

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Validity 12 months

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About our Learning Platform

With no time-to-market, any learner can buy a licence for 365 days access. Alike Netflix, we provide 24/7 access to all listed courses and exams. Self-study in own time and at own pace, with instant certification upon passing an exam. Access-to-all is provided upon the purchase of a learning licence, one for each learner. Discount for group. Observe our ultra-quick customer on-boarding.

Content Guide

Our Purpose

Entrima provides learning services for professionals in the commodity & energy markets.

Content & Context

Entrima’s mission is to transfer knowledge regarding the business, controls & operations of parties in (or relating to) the wholesale markets.

Conduct & Culture

Entrima mission is to facilitate the prevention & detection of misconduct and to foster proper behaviour in organisations. This is achieved via training, periodic updates and increased awareness.