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Learning Platform - "Trade Compliance & Surveillance"

Course: Conduct versus Misconduct

About the online training programme

This training covers the concept ‘conduct’ and sets out what it concerns. It touches on the basics of conduct and misconduct. Examples of misbehavior are provided and it is explained what consequences misconduct can have.

Course contents

This training includes the following topics:

  • Conduct
    • What does it concern?
    • Explanation of the concept
  • Misconduct at work
    • Examples
    • Listing of different types of misconduct
  • Behaviour versus misbehaviour
    • Often a clear distinction
    • Sometimes a thin line
  • Consequences of misconduct
    • Personal
    • Organisation
  • Conduct risk management
    • Conduct
    • Conduct risk
    • Conduct risk management
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The in-company training services were very satisfying, amongst others, as they served the purpose of learning by debate and through exchange of thoughts.

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Intercontinental Exchange | ICE Endex

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Eurelectric

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Uniper Global Commodities