Learning Platform - "Trade Compliance & Surveillance"

Course: Pre-arranged Trading & Cross-Trades

About the online training programme

This course examines the manipulative scheme ‘pre-arranged trading’. It is also set out what crossing concerns. The course covers various practical cases and some jurisprudence.

Course contents

This course includes the following video lessons:

  1. Introduction
  2. Crossing
  3. Accepted market practice
  4. Pre-execution communications
  5. Crossing procedures & methods
  6. Case – Unauthorised cross-trades
  7. Case – Artificially raising the price
  8. Case – Excluding competition
  9. Case – ICE (2005)
  10. Case – Block-trades
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24/7 Learning & Consultation

The ENTRIMA Learning Platforms are also accessible on mobile devices. To do this, download the aNewSpring education app and open your ENTRIMA environment in it. This way you have access to the lessons and knowledge of the Learning Platforms anytime and anywhere.

ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

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Nataly Trofimova
Head of Internal Audit at D.Trading

The in-company training services were very satisfying, amongst others, as they served the purpose of learning by debate and through exchange of thoughts.

Pieter Schuurs
Intercontinental Exchange | ICE Endex

Nice and user friendly learning platform. Even complicated topics become fun to learn.

Olga Yurkiv
Finance consultant at Dyco Trade