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Individual courses are not for sale, so acquire access to the Course Package: Trade-based Financial Crime of which this course is a sub-set.

Learning Platform

Course: Regulatory investigations & filings, and data information requests

About the online training programme

Regulatory investigations and filings regarding financial crime often involve requests for data. Organisations need to be prepared to handle these requests while adhering to data protection regulations. These requests can range from voluntary submissions to formal demands for information.

Course Contents

This course covers the following video lessons:

  1. Introduction to regulatory engagement
  2. Understanding the types of regulatory activity
  3. Regulatory filings & reporting obligations
  4. Responding to data & information requests
  5. Internal readiness & investigation support
  6. Case management & communication protocols
  7. Regulatory expectations in trade-based financial crime
  8. Learning from regulatory cases and enforcement actions
  9. Preparing for future regulatory scrutiny
  10. Practical scenarios

This course also includes examination and certification.

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24/7 Learning & Consultation

The ENTRIMA Learning Platforms are also accessible on mobile devices. To do this, download the aNewSpring education app and open your ENTRIMA environment in it. This way you have access to the lessons and knowledge of the Learning Platforms anytime and anywhere.

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ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

It is very informative and well described. The subtitles help.

Mohammed Abi Afthab Olikathodi
Analyst Energy Data & Scenarios at Eurelectric

Entrima’s Intervision Groups provide us a good opportunity to dive into a range of topics, which are highly relevant to us. The sessions both provide good insights from Entrima and an active dialogue between the participants. This combination to the building of our internal knowledge about the ever-evolving areas of trading within the energy markets.

Henrik Kaspersen
Head of Compliance at MFT Energy

The most positive element of the course were the short informative lectures.

Olga Lysytsyna
Senior Consultant at E-Star