Learning Platform - "Markets & Trading"

Course: REMIT – The Obligation to Trade Surveillance & PPAET

About the online training programme

This training concerns the European Union regulation on wholesale Energy Market Integrity & Transparency (REMIT). This course is specifically aimed at the regulation’s obligation to trade surveillance and the role of Persons Professionally Arranging or Executing Transactions (PPAETs)

Course Contents

This course covers the following video lessons:

1. The obligation to trade surveillance
2. The concept of PPAET
3. The concept of PPAT
4. The concept of PPAT – Example
5. The concept of PPET
6. The duty to notify potential breaches
7. The duty to notify potential breaches – What to notify?
8. The duty to notify potential breaches – Whom to notify?
9. The duty to notify potential breaches – When to notify?
10. The duty to notify potential breaches – How to notify?
11. The duty to establish & maintain effective arrangements, systems & procedures – The aim
12. Arrangements, systems & procedures for PPETs under article 15, paragraph 2, of REMIT
13. Arrangements for PPATs – Governance
14. Arrangements for PPATs – Governance – Example
15. Arrangements for PPATs – Organisational setup
16. Arrangements for PPATs – Clear definition of the function
17. Systems & procedures for PPATs – Introduction
18. Systems & procedures for PPATs – Market surveillance strategy
19. Systems & procedures for PPATs – Human resources-related procedures
20. Systems & procedures for PPATs – Communication-related procedures
21. Systems & procedures for PPATs – Traceability-related procedures
22. Compliancy advocacy

This course also includes examination and certification.