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Learning Platform - "Trade Compliance & Surveillance"

Course: Securities & Futures Act

About the online training programme

This course is about the Singaporese regulation on market abuse. The focus in on securities and futures markets in particular. Attention is given to the relevant authorities, their roles, jurisdictions and enforcement mandates.

Course Contents

This course covers the following video lessons:

  1. Introduction
  2. The Monetary Authority of Singapore
  3. Prohibited market conduct
  4. False trading and market rigging transactions
  5. Market manipulation re securities & securities-based derivatives
  6. False or misleading statements
  7. Fraudulently inducing persons to deal in capital market products
  8. Employment of manipulative and deceptive devices
  9. SGX exchange rulebook
  10. SGX exchange rulebook – Factors to determine the creation of false or misleading appearances
  11. Case 1: Placing an order without the intent to have it executed
  12. Case 2: Spoofing & layering
  13. Case 3: False trading – Marking the close
  14. Civil penalty regime

This course also includes examination and certification.

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24/7 Learning & Consultation

The ENTRIMA Learning Platforms are also accessible on mobile devices. To do this, download the aNewSpring education app and open your ENTRIMA environment in it. This way you have access to the lessons and knowledge of the Learning Platforms anytime and anywhere.

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ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

The most positive element of the course were the short informative lectures.

Olga Lysytsyna
Senior Consultant at E-Star

Entrima’s Intervision Groups provide us a good opportunity to dive into a range of topics, which are highly relevant to us. The sessions both provide good insights from Entrima and an active dialogue between the participants. This combination to the building of our internal knowledge about the ever-evolving areas of trading within the energy markets.

Henrik Kaspersen
Head of Compliance at MFT Energy

What I like about the course is the information provided and the way it is provided. I find that the length of the videos is right, as it is not too long to watch. Also, thanks to that, when a video is not very clear to me, I watch it again, since I know that they are of short duration. Excellent material.

Ivan Fernando Jara Villalon
Commercial Analyst at Uniper