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Learning Platform - "Trade Compliance & Surveillance"

Course: Securities & Futures Act

About the online training programme

This course is about the Singaporese regulation on market abuse. The focus in on securities and futures markets in particular. Attention is given to the relevant authorities, their roles, jurisdictions and enforcement mandates.

Course Contents

This course covers the following video lessons:

  1. Introduction
  2. The Monetary Authority of Singapore
  3. Prohibited market conduct
  4. False trading and market rigging transactions
  5. Market manipulation re securities & securities-based derivatives
  6. False or misleading statements
  7. Fraudulently inducing persons to deal in capital market products
  8. Employment of manipulative and deceptive devices
  9. SGX exchange rulebook
  10. SGX exchange rulebook – Factors to determine the creation of false or misleading appearances
  11. Case 1: Placing an order without the intent to have it executed
  12. Case 2: Spoofing & layering
  13. Case 3: False trading – Marking the close
  14. Civil penalty regime

This course also includes examination and certification.

Back to Course Package
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ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

The in-company training services were very satisfying, amongst others, as they served the purpose of learning by debate and through exchange of thoughts.

Pieter Schuurs
Intercontinental Exchange | ICE Endex

The most positive element of ENTRIMA’s online learning services concerns the progressive (step-by-step) approach from simple to more complex concepts.

Ronan Haas
Eurelectric

The online learning services are based on a comprehensive curriculum with a wide variety of theoretical basics combined with a profound business knowledge. The courses provide an in-depth understanding of business relevant processes.

Mario Claeys
Uniper Global Commodities