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Learning Platform - "Trade Compliance & Surveillance"

Course: Trade Compliance – Algorithmic Trading Compliance

About the online training programme

This course is about the rules and regulations that have to be complied with when performing algorithmic trading. It also sets out what abusive practices could take place but must be prevented and detected.

Course Contents

This course covers the following video lessons:

  1. Main concerns
  2. Formal accusation
  3. Execution & responsibility
  4. Quote stuffing
  5. Momentum ignition
  6. Ticker tape trading
  7. Flash crash
  8. The Sarao case
  9. Compliancy regime
  10. Systems & control
  11. Pre-trade controls
  12. Testing
  13. Direct electronic access
  14. Market making
  15. Systemic risk management – By trading venue
  16. Systemic risk management – By algo trader
  17. Automated surveillance system
  18. Contact with regulator
  19. Governance – The governance framework
  20. Governance – The management body
  21. Governance – Algo trading policy

This course also includes examination and certification.

Back to Course Package
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ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

The in-company training services were very satisfying, amongst others, as they served the purpose of learning by debate and through exchange of thoughts.

Pieter Schuurs
Intercontinental Exchange | ICE Endex

The most positive element of ENTRIMA’s online learning services concerns the progressive (step-by-step) approach from simple to more complex concepts.

Ronan Haas
Eurelectric

The online learning services are based on a comprehensive curriculum with a wide variety of theoretical basics combined with a profound business knowledge. The courses provide an in-depth understanding of business relevant processes.

Mario Claeys
Uniper Global Commodities