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Learning Platform - "Trade Compliance & Surveillance"

Course: Trade Compliance – The Basics

About the online training programme

This course deals with the role of the compliance function. It is set out what one can expect of the
compliance officer. Attention is given to how the firm and its employees are shielded by the compliance
function.

Course Contents

This course covers the following video lessons:

  1. A control function
  2. Tasks
  3. Primary point of contact
  4. Compliance framework
  5. Compliance regime
  6. Incident logging
  7. Code or conduct
  8. Rules of engagement
  9. Obligations & prohibitions
  10. Culture – Trust & confidence
  11. Culture – Misunderstood

This course also includes examination and certification.

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24/7 Learning & Consultation

The ENTRIMA Learning Platforms are also accessible on mobile devices. To do this, download the aNewSpring education app and open your ENTRIMA environment in it. This way you have access to the lessons and knowledge of the Learning Platforms anytime and anywhere.

Download the app on the iOS app store Download the app on the Google Play store

ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

Nice and user friendly learning platform. Even complicated topics become fun to learn.

Olga Yurkiv
Finance consultant at Dyco Trade

Entrima’s Intervision Groups provide us a good opportunity to dive into a range of topics, which are highly relevant to us. The sessions both provide good insights from Entrima and an active dialogue between the participants. This combination to the building of our internal knowledge about the ever-evolving areas of trading within the energy markets.

Henrik Kaspersen
Head of Compliance at MFT Energy

ENTRIMA’s Learning Platform provides access to a rich variety of courses which is really valuable for a life-long learner. You can access the content anytime and very easily, using your time wisely to study and grow.

Onest-Dan Gheorghisor
Sr. Expert Energy Trading & Risk Management B2B & B2C Sales OVM Petrom