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Learning Platform - "Markets & Trading"

Course: Trade Surveillance – The Basics

About the online training programme

This course concerns the fundamentals of trade surveillance. It is explained how markets can be monitored and what aspects are of relevance. This course shows how to assure effectiveness.

Course Contents

This course covers the following video lessons:

  1. Introduction
  2. Avoid violations
  3. Risk identification – Assessment & control
  4. Criterion – Effective
  5. Criterion – Appropriate
  6. Criterion – Proportionate
  7. Scope
  8. Case handling – Incident management & reporting
  9. Investigation & reporting
  10. Case building
  11. Discretion
  12. Effective market monitoring – Procedures
  13. Effective market monitoring – People
  14. Effective market monitoring – Systems
  15. Effective market monitoring – Methods – Introduction
  16. Effective market monitoring – Methods – Statistical reviews
  17. Effective market monitoring – Methods – Combining types of trading
  18. Effective market monitoring – Methods – Monitoring financial performance
  19. Effective market monitoring – Methods – Periodic reviews
  20. Effective market monitoring – Methods – Ad hoc analysis
  21. Effective market monitoring – Methods – Storage of communication data
  22. Effective market monitoring – Methods – Optimise culture
  23. Effective market monitoring – Methods – Whistleblowing

This course also includes examination and certification.

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24/7 Learning & Consultation

The ENTRIMA Learning Platforms are also accessible on mobile devices. To do this, download the aNewSpring education app and open your ENTRIMA environment in it. This way you have access to the lessons and knowledge of the Learning Platforms anytime and anywhere.

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ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

ENTRIMA’s Learning Platform provides access to a rich variety of courses which is really valuable for a life-long learner. You can access the content anytime and very easily, using your time wisely to study and grow.

Onest-Dan Gheorghisor
Sr. Expert Energy Trading & Risk Management B2B & B2C Sales OVM Petrom

The most positive element of the course were the short informative lectures.

Olga Lysytsyna
Senior Consultant at E-Star

Entrima’s Intervision Groups provide us a good opportunity to dive into a range of topics, which are highly relevant to us. The sessions both provide good insights from Entrima and an active dialogue between the participants. This combination to the building of our internal knowledge about the ever-evolving areas of trading within the energy markets.

Henrik Kaspersen
Head of Compliance at MFT Energy