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Individual courses are not for sale, so acquire access to the Course Package: Trade-based Financial Crime of which this course is a sub-set.

Learning Platform

Course: Whistleblowing rules – FCA, CFTC

About the online training programme

Whistleblowing is the act of reporting suspected wrongdoing internally, within an organisation, or to report such externally, to authorities. It is a way for individuals to raise concerns about potential illegal activities, ethical violations, or threats to public safety or the environment.

Course Contents

This course covers the following video lessons:

  1. Introduction to whistleblowing
  2. The UK regulatory framework – FCA & PRA
  3. The US regulatory framework – CFTC, SEC & Dodd-Frank
  4. Legal protections & anonymity
  5. Setting up effective internal whistleblowing arrangements
  6. Investigating whistleblower reports
  7. Whistleblowing in trade-based financial crime
  8. Reporting to regulators & enforcement outcomes
  9. Building a speak-up culture
  10. Case studies & practical scenarios

This course also includes examination and certification.

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24/7 Learning & Consultation

The ENTRIMA Learning Platforms are also accessible on mobile devices. To do this, download the aNewSpring education app and open your ENTRIMA environment in it. This way you have access to the lessons and knowledge of the Learning Platforms anytime and anywhere.

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ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

Entrima’s Intervision Groups provide us a good opportunity to dive into a range of topics, which are highly relevant to us. The sessions both provide good insights from Entrima and an active dialogue between the participants. This combination to the building of our internal knowledge about the ever-evolving areas of trading within the energy markets.

Henrik Kaspersen
Head of Compliance at MFT Energy

Nice and user friendly learning platform. Even complicated topics become fun to learn.

Olga Yurkiv
Finance consultant at Dyco Trade

What I like about the course is the information provided and the way it is provided. I find that the length of the videos is right, as it is not too long to watch. Also, thanks to that, when a video is not very clear to me, I watch it again, since I know that they are of short duration. Excellent material.

Ivan Fernando Jara Villalon
Commercial Analyst at Uniper