Individual courses are not for sale, so acquire access to the Course Package: Senior Managers and Certification Regime of which this course is a sub-set.

Learning Platform

Course: Background & Scope

About the online training programme

This training covers an introduction to the Senior Managers and Certification Regime (SM&CR). It touches on the basics of the package and sets out which authorities play a role in this field. The reasons for the introduction of SM&CR is covered, while explaining its objectives.

Course contents

This training includes the following topics:

  • Background
    • Conduct failings
    • Parliamentary Commission for Banking Standards (PCBS)
  • Supervision
    • Financial Conduct Authority (FCA)
    • Prudential Regulation Authority (PRA)
  • Accountability framework
    • Objectives
    • Conduct
    • Competence
  • Scope
    • Banks
    • Insurers
    • Solo-regulated firms
    • FSMA authorised firms
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Olga Yurkiv
Finance consultant at Dyco Trade

ENTRIMA’s Learning Platform provides access to a rich variety of courses which is really valuable for a life-long learner. You can access the content anytime and very easily, using your time wisely to study and grow.

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Sr. Expert Energy Trading & Risk Management B2B & B2C Sales OVM Petrom

Content was good.

Maria Kramer
Operational Risk Management at Statkraft