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Learning Platform - "Trade Compliance & Surveillance"

Course: Background & Scope

About the online training programme

This training covers an introduction to the Senior Managers and Certification Regime (SM&CR). It touches on the basics of the package and sets out which authorities play a role in this field. The reasons for the introduction of SM&CR is covered, while explaining its objectives.

Course contents

This training includes the following topics:

  • Background
    • Conduct failings
    • Parliamentary Commission for Banking Standards (PCBS)
  • Supervision
    • Financial Conduct Authority (FCA)
    • Prudential Regulation Authority (PRA)
  • Accountability framework
    • Objectives
    • Conduct
    • Competence
  • Scope
    • Banks
    • Insurers
    • Solo-regulated firms
    • FSMA authorised firms
Back to Course Package
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ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

The in-company training services were very satisfying, amongst others, as they served the purpose of learning by debate and through exchange of thoughts.

Pieter Schuurs
Intercontinental Exchange | ICE Endex

The most positive element of ENTRIMA’s online learning services concerns the progressive (step-by-step) approach from simple to more complex concepts.

Ronan Haas
Eurelectric

The online learning services are based on a comprehensive curriculum with a wide variety of theoretical basics combined with a profound business knowledge. The courses provide an in-depth understanding of business relevant processes.

Mario Claeys
Uniper Global Commodities