Certification Regime

SM&CR — Trade Compliance & Surveillance

About the online training programme

This training touches on the basics of the Certification Regime. In this course it is explained what this regime is about and to whom it applies. Attention is given to the role firms in scope have to perform and how to organise this.

Course contents

This training includes the following topics:

Roles
- Significant Harm Functions
- Material Risk Takers
Certification
- Certifying that employees are ‘fit and proper’
- Certification functions
Risk of significant harm to:
- The firm
- Its reputation
- Its customers
How, when & what?
- Annual certification
Relevant aspects
- Qualification
- Training
- Competence
- Personal characteristics

Learning Platform

€ 1,490

Access to all 80+ courses & exams
Certification
Validity 12 months

Buy Access Now Free Trial

About our Learning Platform

With no time-to-market, any learner can buy a licence for 365 days access. Alike Netflix, we provide 24/7 access to all listed courses and exams. Self-study in own time and at own pace, with instant certification upon passing an exam. Access-to-all is provided upon the purchase of a learning licence, one for each learner. Discount for group. Observe our ultra-quick customer on-boarding.

Content Guide

Our Purpose

Entrima provides learning services for professionals in the commodity & energy markets.

Content & Context

Entrima’s mission is to transfer knowledge regarding the business, controls & operations of parties in (or relating to) the wholesale markets.

Conduct & Culture

Entrima mission is to facilitate the prevention & detection of misconduct and to foster proper behaviour in organisations. This is achieved via training, periodic updates and increased awareness.