Conduct Rules

SM&CR — Trade Compliance & Surveillance

About the online training programme

This training covers the fundamentals of the Conduct Rules, which are part of the Senior Managers and Certification Regime (SM&CR). During the course it is explained what types of Conduct Rules there are and to which professionals these apply.

Course content

This training includes the following topics:

Who?
- Senior Managers
- Certified Person
- All non-ancillary staff
Code of conduct
- Cocon
Reporting of breaches
- FCA
- PRA
Conduct rules
- Tier 1 rules
- Tier 2 rules
Taking responsibility
- Risk culture
- Risk governance

Learning Platform

€ 1,190

Access to all 80+ courses & exams
Certification
Validity 12 months

Buy Access Now Free Trial

About our Learning Platform

With no time-to-market, any learner can buy a licence for 365 days access. Alike Netflix, we provide 24/7 access to all listed courses and exams. Self-study in own time and at own pace, with instant certification upon passing an exam. Access-to-all is provided upon the purchase of a learning licence, one for each learner. Discount for group. Observe our ultra-quick customer on-boarding.

Content Guide

Our Purpose

Entrima provides learning services for professionals in the commodity & energy markets.

Content & Context

Entrima’s mission is to transfer knowledge regarding the business, controls & operations of parties in (or relating to) the wholesale markets.

Conduct & Culture

Entrima mission is to facilitate the prevention & detection of misconduct and to foster proper behaviour in organisations. This is achieved via training, periodic updates and increased awareness.