Learning Platform

Course: Conduct Rules

About the online training programme

This training covers the fundamentals of the Conduct Rules, which are part of the Senior Managers and Certification Regime (SM&CR). During the course it is explained what types of Conduct Rules there are and to which professionals these apply.

Course content

This training includes the following topics:

  • Who?
    • Senior Managers
    • Certified Person
    • All non-ancillary staff
  • Code of conduct
    • Cocon
  • Reporting of breaches
    • FCA
    • PRA
  • Conduct rules
    • Tier 1 rules
    • Tier 2 rules
  • Taking responsibility
    • Risk culture
    • Risk governance
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ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

Content was good.

Maria Kramer
Operational Risk Management at Statkraft

Really well structured and easy to follow content that is varied in delivery in order to keep the reader engaged. Looking forward to seeing more from the ENTRIMA in the future!

Erika Rabadia
Manager Trading Surveillance | Shell

It is very informative and well described. The subtitles help.

Mohammed Abi Afthab Olikathodi
Analyst Energy Data & Scenarios at Eurelectric