Learning Platform - "Trade Compliance & Surveillance"

Course: Fair & Orderly Trading

About the online training programme

In the rule book of trading venues it is usually stated that trading on the venue’s platform has to be fair and orderly. This course talks about fair and orderly trading. It sets out what this implies and gives insight in practical examples, including how it can be prevented or detected.

Course contents

This course includes the following video lessons:

  1. Introduction
  2. Unfair & disorderly trading
  3. Reckless acting
  4. Disruptive practices
  5. Trade surveillance criteria
  6. Fair & orderly defined
  7. Economic justification
  8. Flipping
  9. Examples
  10. Case
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The ENTRIMA Learning Platforms are also accessible on mobile devices. To do this, download the aNewSpring education app and open your ENTRIMA environment in it. This way you have access to the lessons and knowledge of the Learning Platforms anytime and anywhere.

ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

Really well structured and easy to follow content that is varied in delivery in order to keep the reader engaged. Looking forward to seeing more from the ENTRIMA in the future!

Erika Rabadia
Manager Trading Surveillance | Shell

Content was good.

Maria Kramer
Operational Risk Management at Statkraft

The most positive element of ENTRIMA’s online learning services concerns the progressive (step-by-step) approach from simple to more complex concepts.

Ronan Haas
Eurelectric