About the online training programme
This interactive eLearning covers the fundamentals of market abuse. It touches on the basics of the related topics or themes from a universal perspective and is therefore suitable for every professional who wants or needs to master the related content.
Course contents
This interactive eLearning covers the following topics:
- Market abuse
- Insider trading
- Order management
- Placing, cancelling & amending orders
- Other
- Inducing, inciting other people
- Market manipulation
- Transacting/order management which is misleading
- Dissemination of false/misleading information
- Inducing, inciting other people
- Inside information
- Criteria to qualify information as inside information
- Obligation to publish inside information
- Compliance
- Risk of non-compliance
- Reputational risk
- Monitoring & surveillance
- Parties with an obligation to perform monitoring or surveillance
- Reporting suspicious behaviour
- Sanctioning
- Administrative sanctions
- Criminal sanctions