Governance – KYC (know-your-customer)

Misconduct at Work — Trade Compliance & Surveillance

About the online training programme

This training covers the know-your-customer (KYC) principle. It is explained why it is important and how organisations could embed it in their daily operations. During the training course, reference is made to regulations which require organisations to install KYC procedures.

Course contents

This training includes the following topics:

Customer protection
- Protecting customers
- Protecting consumers
- Protecting investors
Advice / Advise
- Independent
- Objectivity & honesty
Fraud & crime
- Protect yourself
- Compliance with regulations
Due diligence
- Analysis
- Getting to know who you are dealing with
Customer
- Other stakeholders
  - Counterparty

Learning Platform

€ 1,490

Access to all 80+ courses & exams
Certification
Validity 12 months

Buy Access Now Free Trial

About our Learning Platform

With no time-to-market, any learner can buy a licence for 365 days access. Alike Netflix, we provide 24/7 access to all listed courses and exams. Self-study in own time and at own pace, with instant certification upon passing an exam. Access-to-all is provided upon the purchase of a learning licence, one for each learner. Discount for group. Observe our ultra-quick customer on-boarding.

Content Guide

Our Purpose

Entrima provides learning services for professionals in the commodity & energy markets.

Content & Context

Entrima’s mission is to transfer knowledge regarding the business, controls & operations of parties in (or relating to) the wholesale markets.

Conduct & Culture

Entrima mission is to facilitate the prevention & detection of misconduct and to foster proper behaviour in organisations. This is achieved via training, periodic updates and increased awareness.