Learning Platform - "Trade Compliance & Surveillance"
Course: Inside Information
About the online training programme
This training covers the fundamentals of ‘inside information’ under (various) market regulations. It touches on the definition and relevant criteria.
Course contents
This training covers the following topics:
- Information vs. inside information
- Qualification
- Responsibility of professional
- Awareness of sensitivity
- Crucial information
- Careful treatment
- Relevant criteria
- Product within scope of regulation
- Non-public information
- Precise information
- Likely to have a significant price impact
- Interpretation of criteria
- Product within scope of regulation
- Non-public information
- Precise information
- Likely to have a significant price impact
- Acting based on inside information
- Market abuse