Senior Managers Regime (SMR)

SM&CR — Trade Compliance & Surveillance

About the online training programme

This training covers the fundamentals of the Senior Managers Regime (SMR). In the course it is set out which Senior Manager Functions there are. Attention is also given to Regulator Approval, Prescribed Responsibilities, Statements of Responsibilities and the Responsibilities Map.

Course contents

This training includes the following topics:

  • Senior Managers
    • Direct accountability
    • Important decisions
  • Senior Management Functions
    • Which roles?
    • Which functions?
    • 19 functions
    • Company-specific use and allocation
  • Regulator approval
    • Key functions
    • Before formal appointment
  • Organisation
    • Prescribed Responsibilities
    • Statement of Responsibilities
    • Responsibilities Map

Learning Platform

€ 1,190

Access to all 80+ courses & exams
Validity 12 months

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About our Learning Platform

With no time-to-market, any learner can buy a licence for 365 days access. Alike Netflix, we provide 24/7 access to all listed courses and exams. Self-study in own time and at own pace, with instant certification upon passing an exam. Access-to-all is provided upon the purchase of a learning licence, one for each learner. Discount for group. Observe our ultra-quick customer on-boarding.

Our Purpose

Entrima provides learning services for professionals in the commodity & energy markets.

Content & Context

Entrima’s mission is to transfer knowledge regarding the business, controls & operations of parties in (or relating to) the wholesale markets.

Conduct & Culture

Entrima mission is to facilitate the prevention & detection of misconduct and to foster proper behaviour in organisations. This is achieved via training, periodic updates and increased awareness.