Learning Platform - "Trade Compliance & Surveillance"

Course: Senior Managers Regime (SMR)

About the online training programme

This training covers the fundamentals of the Senior Managers Regime (SMR). In the course it is set out which Senior Manager Functions there are. Attention is also given to Regulator Approval, Prescribed Responsibilities, Statements of Responsibilities and the Responsibilities Map.

Course contents

This training includes the following topics:

  • Senior Managers
    • Direct accountability
    • Important decisions
  • Senior Management Functions
    • Which roles?
    • Which functions?
    • 19 functions
    • Company-specific use and allocation
  • Regulator approval
    • Key functions
    • Before formal appointment
  • Organisation
    • Prescribed Responsibilities
    • Statement of Responsibilities
    • Responsibilities Map
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ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

Nice and user friendly learning platform. Even complicated topics become fun to learn.

Olga Yurkiv
Finance consultant at Dyco Trade

The most positive element of the course were the short informative lectures.

Olga Lysytsyna
Senior Consultant at E-Star

The course provided a good explanation.

Mohammed Abi Afthab Olikathodi
Analyst Energy Data & Scenarios at Eurelectric