Learning Platform - "Trade Compliance & Surveillance"

Course: Senior Managers Regime (SMR)

About the online training programme

This training covers the fundamentals of the Senior Managers Regime (SMR). In the course it is set out which Senior Manager Functions there are. Attention is also given to Regulator Approval, Prescribed Responsibilities, Statements of Responsibilities and the Responsibilities Map.

Course contents

This training includes the following topics:

  • Senior Managers
    • Direct accountability
    • Important decisions
  • Senior Management Functions
    • Which roles?
    • Which functions?
    • 19 functions
    • Company-specific use and allocation
  • Regulator approval
    • Key functions
    • Before formal appointment
  • Organisation
    • Prescribed Responsibilities
    • Statement of Responsibilities
    • Responsibilities Map
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ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

Entrima’s Intervision Groups provide us a good opportunity to dive into a range of topics, which are highly relevant to us. The sessions both provide good insights from Entrima and an active dialogue between the participants. This combination to the building of our internal knowledge about the ever-evolving areas of trading within the energy markets.

Henrik Kaspersen
Head of Compliance at MFT Energy

The course provided a good explanation.

Mohammed Abi Afthab Olikathodi
Analyst Energy Data & Scenarios at Eurelectric

The most positive element of ENTRIMA’s online learning services concerns the progressive (step-by-step) approach from simple to more complex concepts.

Ronan Haas
Eurelectric