Learning Platform - "Trade Compliance & Surveillance"

Course: MAR – Market Abuse Regulation

About the online training programme

This training covers the fundamentals of the regulation and its consequences. It touched on the basics of the related aspects and crucial elements.

Course contents

This training covers the following topics:

  • The background & objectives of MAR
    • Financial market package
    • MAD, MAD II & MAR
  • Definitions
    • EAMP
    • PPAET
  • The scope of this legislative package
    • Financial instruments
    • Commodities and commodity-related contracts
  • The prohibitions under this regime
    • Unlawfully disclosing inside information
    • Insider trading
    • Market manipulation
  • The obligations under the regulation
    • Publication of inside information
    • Insider lists
    • Market monitoring & surveillance
  • The organisation of supervision
    • The role of ESMA and NCAs
  • Sanctioning in case of non-compliance
    • Administrative & criminal sanctions
    • For companies & individuals
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ENTRIMA has trained numerous professionals and certified thousands of learners, and counting

Entrima’s Intervision Groups provide us a good opportunity to dive into a range of topics, which are highly relevant to us. The sessions both provide good insights from Entrima and an active dialogue between the participants. This combination to the building of our internal knowledge about the ever-evolving areas of trading within the energy markets.

Henrik Kaspersen
Head of Compliance at MFT Energy

The online learning services are based on a comprehensive curriculum with a wide variety of theoretical basics combined with a profound business knowledge. The courses provide an in-depth understanding of business relevant processes.

Mario Claeys
CMEXS + Supervisory Board at European Commodity Clearing

The course provided a good explanation.

Mohammed Abi Afthab Olikathodi
Analyst Energy Data & Scenarios at Eurelectric