Learning Platform - "Trade Compliance & Surveillance"
Course: MAR – Market Abuse Regulation
About the online training programme
This training covers the fundamentals of the regulation and its consequences. It touched on the basics of the related aspects and crucial elements.
Course contents
This training covers the following topics:
- The background & objectives of MAR
- Financial market package
- MAD, MAD II & MAR
- Definitions
- EAMP
- PPAET
- The scope of this legislative package
- Financial instruments
- Commodities and commodity-related contracts
- The prohibitions under this regime
- Unlawfully disclosing inside information
- Insider trading
- Market manipulation
- The obligations under the regulation
- Publication of inside information
- Insider lists
- Market monitoring & surveillance
- The organisation of supervision
- The role of ESMA and NCAs
- Sanctioning in case of non-compliance
- Administrative & criminal sanctions
- For companies & individuals