Overview of US Regulations & Authorities

Market Abuse - US Regulations — Trade Compliance & Surveillance

About the online training programme

This course is about the US regulations on market abuse. The focus is on commodity & energy markets in particular. Attention is given to the relevant authorities, their roles, jurisdictions and enforcement mandates.

Course contents

This course includes the following video lessons:

  1. US market abuse regulations – Commodity & energy markets
  2. Regulatory authorities in US commodity & energy markets – CFTC, FTC & FERC
  3. Securities Exchange Commission (SEC)
  4. Overlapping jurisdictions
  5. Agreements between US agencies

Learning Platform

€ 1,490

Access to all 80+ courses & exams
Validity 12 months

Buy Access Now Free Trial

About our Learning Platform

With no time-to-market, any learner can buy a licence for 365 days access. Alike Netflix, we provide 24/7 access to all listed courses and exams. Self-study in own time and at own pace, with instant certification upon passing an exam. Access-to-all is provided upon the purchase of a learning licence, one for each learner. Discount for group. Observe our ultra-quick customer on-boarding.

Our Purpose

Entrima provides learning services for professionals in the commodity & energy markets.

Content & Context

Entrima’s mission is to transfer knowledge regarding the business, controls & operations of parties in (or relating to) the wholesale markets.

Conduct & Culture

Entrima mission is to facilitate the prevention & detection of misconduct and to foster proper behaviour in organisations. This is achieved via training, periodic updates and increased awareness.