Programme This course concerns a 1-day online workshop covering the following topics: Market regulations Market integrity Transparency AML & ATF policies Anti-bribery and corruption Anti-market abuse policies Import & export restrictions Trade sanctions & embargoes Trade compliance Compliancy framework Policies/procedures Compliance to market-related regulations Shielding the employer Protecting the employees Sanctioning Administrative sanctions Criminal sanctions […]

Target groups Professionals with a market access, control or support function, including brokers, traders, dispatchers and shift traders, compliance & surveillance experts, specialists in trade operations, as well as plant managers, asset managers and system operators.   Learning objectives Understand the background of the regulations and its objectives Master the regulation’s prohibitions and obligations Understand […]