Energy Market Regulation & Trade Compliance

Compliancy approach, framework & code of conduct

Public Course

Energy Market Regulation & Trade Compliance

1,250.00 excl. VAT

Request quote for group

Programme

This course concerns a 1-day online workshop covering the following topics:

    • Market regulations
      • Market integrity
      • Transparency
      • AML & ATF policies
      • Anti-bribery and corruption
      • Anti-market abuse policies
      • Import & export restrictions
      • Trade sanctions & embargoes
    • Trade compliance
      • Compliancy framework
      • Policies/procedures
      • Compliance to market-related regulations
      • Shielding the employer
      • Protecting the employees
    • Sanctioning
      • Administrative sanctions
      • Criminal sanctions
      • Sanctions by trading venues (disciplinary actions)
      • Self-incrimination
      • Whistleblowing
      • Anti-retaliation policy
    • Reputational risk
      • Reputational risk management
      • Naming & shaming
      • Harming the brand
      • Market integrity

Practical Information

When

Tuesday 29 October 2024, 09:00-15:00 (CET)

Where and how?

Online (MS Teams)

Price

1,250.00 excl. VAT

Bulk Purchase Enquiry

Contact us for more information regarding bulk purchases.